July 31, 2010

Terms & Privacy

Investment Management Resources LLC INC. - PRIVACY POLICIES AND PROCEDURES

PROTECTING CONFIDENTIALITY OF CLIENT INFORMATION

Confidential Client Information

In the course of its administration and operation of Investment Management Resources LLC's Internet site at www.imrllc.com ("Website"), Investment Management Resources LLC gains access to non-public information about registered users of the Website and about Investment Management Resources LLC's paying customers ("Subscribers"). Such information may include personal financial and account information, information relating to services performed for or transactions entered into on behalf of registered users, and data or analyses derived from such non-public personal information (collectively referred to as "Confidential Client Information"). In addition, when a registered user visits the Website, Investment Management Resources LLC may collect technical and navigational information, such as computer browser type, Internet protocol address, pages visited, and average time spent on the Website. This information may be used to alert registered users to software compatibility issues, or it may be analyzed to improve the Website's design and functionality. When a registered user uses the communication features of the Website, the registered user consents to the review and internal use of his or her communications by Investment Management Resources LLC.

All Confidential Client Information, whether relating to Investment Management Resources LLC's current or former registered users, is subject to these Privacy Policies and Procedures. Any doubts about the confidentiality of information must be resolved in favor of confidentiality.

Non-Disclosure of Confidential Client Information

Investment Management Resources LLC does not share Confidential Client Information with any third parties, except in the following circumstances:
  1. As necessary to enable a Subscriber to make determinations with respect to the eligibility and suitability of an investment by a registered user in a private investment fund managed by such Subscriber, and to contact such registered user for purposes of discussing investment opportunities in private investment funds.
  2. As required by regulatory authorities or law enforcement officials who have jurisdiction over Investment Management Resources LLC, or as otherwise required by any applicable law. In the event Investment Management Resources LLC is compelled to disclose Confidential Client Information to any third party other than a government agency or self-regulatory organization, Investment Management Resources LLC shall to the extent feasible provide prior notice to the registered users affected, so that the clients may seek a protective order or other appropriate remedy. If no protective order or other appropriate remedy is obtained, Investment Management Resources LLC shall disclose only such information, and only in such detail, as is required.
  3. To the extent reasonably necessary to prevent fraud, unauthorized transactions or liability.
  4. In the event that the Investment Management Resources LLC or substantially all of its assets are acquired, Confidential Client Information would be one of the transferred business assets in such transaction but would otherwise remain subject to the terms of these Privacy Policies and Procedures.
Security of Confidential Personal Information
  1. Investment Management Resources LLC will require that any Subscriber or other financial intermediary, agent or sub-contractor utilized by Investment Management Resources LLC comply with substantially similar standards for non-disclosure and protection of Confidential Client Information and use such Confidential Client Information only for the performance of the specific service requested by the registered user.
  2. Investment Management Resources LLC restricts access to Confidential Client Information to those employees who need to know such information in order to be able to provide Investment Management Resources LLC's services to its clients and customers.
  3. Investment Management Resources LLC's employees are prohibited, either during or after termination of their employment with Investment Management Resources LLC, from disclosing Confidential Client Information to any person or entity outside Investment Management Resources LLC, including family members, except under the circumstances described above.
  4. Any Investment Management Resources LLC employee who is authorized to have access to Confidential Client Information in connection with the performance of such employee's duties and responsibilities is required to keep such information in a secure compartment or receptacle on a daily basis as of the close of each business day.
  5. Investment Management Resources LLC employees are prohibited from making unauthorized copies of any documents or files containing Confidential Client Information and, upon termination of their employment with Investment Management Resources LLC, must return all such documents to Investment Management Resources LLC.
  6. All electronic or computer files containing any Confidential Client Information shall be password secured and firewall protected from access by unauthorized persons.
  7. Any conversations involving Confidential Client Information, if appropriate at all, must be conducted by Investment Management Resources LLC employees in private, and care must be taken to avoid any unauthorized persons overhearing or intercepting such conversations.
Privacy Notices
  1. Investment Management Resources LLC shall provide each registered user with initial notice of Investment Management Resources LLC's current Privacy Policies and Procedures at the time of registration by such user.
  2. Investment Management Resources LLC shall provide each registered user with a new notice of Investment Management Resources LLC's current Privacy Policies and Procedures at least annually.
  3. If, at any time, Investment Management Resources LLC adopts any material changes to Investment Management Resources LLC's Privacy Policies and Procedures described above, Investment Management Resources LLC shall provide each registered user with a revised notice reflecting Investment Management Resources LLC's new Privacy Policies and Procedures.
Further Information

If you have any questions or concerns regarding the privacy of your information kept by Investment Management Resources LLC, please contact us at info@imrllc.com.

Investment Management Resources, LLCwww.imrllc.com
82 Wall Street, Suite 1108tel: 212 537 6152
New York, NY 10005fax: 212 937 3335
Copyright © 2007 Investment Management Resources, LLC.    Terms & Privacy